Financial
Imaging Solutions, Inc. has deployed a variety of document imaging, workflow and other Enterprise Content Management applications to many segments of the financial services and banking industries.
These ECM systems help with a variety of challenges related to the huge quantity of information, data and forms that flow through the organization.Regulations
In addition to corporate governance regulations that apply to all public companies, such as Sarbanes-Oxley, the financial services industry faces additional regulations that apply to records management and electronic communication, such as SEC Rules 17a-3 and 17a-4, NASD 2210, 3010 and 3110 and NYSE Rules 342 and 440. The document imaging, workflow and other Enterprise Content Management products that we represent can be used to assist with these regulatory compliance issues.
Examples of Applications
We design, build, develop, test, deploy and support mortgage processing, loan servicing, new account processing, enrollment and other financial solutions using ‘best in class’ content management software and associated hardware with a focus on achieving our client’s compliance, financial and operational goals.
Mortgage Processing
Imaging Solutions provided a mission-critical document imaging solution to Mortgage Lenders Network U.S.A. All loan files are scanned and accessible by authorized users from any office. Read more in the Case Study.
We have created the Loan Information Management Solution (LIMS) for mortgage brokers, auto brokers, small to mid-size mortgage operations within banks and other companies who handle loans.
Imaging Solutions is a member of the Connecticut Mortgage Broker Association and has participated in their events.
New Account Processing
In the Separately Managed Account (SMA) space, Imaging Solutions assisted Rorer Asset Management (now Managers Investment Group) with the implementation of a company-wide imaging and workflow solution that handles over 25,000 client accounts. Read the Case Study and see what Bruce M. Aronow, Executive Vice President/CFO of Rorer Asset Management has to say about our work.
Our work at Rorer led to a strategic partnership with CheckFree Investment Services, a provider of comprehensive systems and services used by professional money managers and financial advisors for the automation of investment management, trading, portfolio performance, and reporting requirements.
When Rorer partnered with SEI Investments to create the next generation managed accounts platform, Imaging Solutions got involved too. Read the Case Study about our work with SEI.
Since many companies in the SMA industry are smaller, we created the Investment Information Management System (IIMS) for Separately Managed Accounts companies to automate and streamline the new account processing, maintenance, compliance, reconciliation, trading and marketing processes. This is also available as a Hosted Solution.
Money Management Institute awarded Imaging Solutions, Inc. its Best in Show at the 2003 Managed Account Solutions Conference. Read the Press Release.
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